Financial Polis

  Expand All  |  Contact All

 




"In questo periodo storico in Italia, a causa della stretta del Credito da parte del sistema bancario, sisente sempre più parlare di Strumenti Finanziari, Collaterali, Linee di Credito Passive, BG, MTN ...  occorre tenere presente che queste operazioni sono solo illusioni e non esiste niente di vero, dietro queste operazioni si cela sempre la frode. Financial Polis ormai da anni vicino agli imprenditori mette in guardia e consiglia di stare lontano da questo tipo di operazioni "

 

Ing. Fabio Sipolino  (Ottobre 2012)

Skype: fabio.sipolino

Cell.: 3456990317

 

-------------------------------------------------------------

 

 

In accordance with Articles two (2) through five (5) of the Due Diligence Convention and the Federal Banking Commission Circular of December 1998, concerning the prevention of money laundering, and Article 305 of the Swiss Criminal Code, the following information may be supplied to banks and/or other financial institutions for the purpose of verification of identity and activities of the investing member and the nature and origin of the funds that are to be utilized.

All parties have an obligation to respect professional secrecy and to take all appropriate precautions to protect the confidentiality of the information each holds in respect of the others’ activities.

This legal obligation shall remain in full force and effect at all times.

 

1.             Instrument                                  :

2.             Number Instrument                      :

3.             Total Amount  available          : 

4.             Bank                                           :

5.             Isin Code                                    :

6.             Cusip Code                                 :  

7.             Access Code                                :

8.             CommonCode                              :

9.             Date of Issue                               :

10.        Date of Maturity                          : 

11.        CFS BankAgreement                  :

12.        Bank Address                              :

13.        SWIFT                                       :

14.        Client name (signatory)            :

15.        Passport n°.                                      :        

16.        Country of residence                :

17.        Passport issue (date & place)    :

18.        Passport expiry date                 :

19.        Date and place of birth            :

20.        Home address                                    :

21.        Home telephone n°.                           :

22.        Home fax n°.                                     :

23.        Mobile n°.                                :

24.        E-mail address                        :

25.        Website address                       :

26.        Do you speak english?             :                 

27.        Business name                         :

28.        Business address                      :

29.        Registered office domicile                  :

30.        Business tax ID n°.                            :

31.        Years in business                      :

32.        Registration n°.                      : 

33.        Country & state of incorporation       :

34.        Business telephone n°.             : 

35.        Business fax n°.                        :

36.        Lawyer adviser                         :

37.        Lawyer e-mail address             :

38.        Address for mail delivery                   :

39.        Address for courier delivery      :

40.        MTN Bank name                      :

Bank address:                                    :

Bank Officer / Title                            :

Telephone n°.                                    : +

Fax n°.                                              : +

Account n°.                              :

SWIFT Code                                     :

ABA / Sort Code                      :

Account Name                                   :

Account Signatory (1)                        :

Account Signatory (2)                        :

41.          How were Funds earned?             :_______________________________________  

______________________________________________________________________

______________________________________________________________________

42.          Origin of Funds?                             :

43.          Are funds free and clear?                 :

44.          Corporate Activity                            : _______________________________________

______________________________________________________________________ 

 

I,  under penalty of perjury, declare and confirm that the information given above are true and accurate.

I am the signatory on the aforementioned bank account. 

The Cash engaged in this transaction are derived from non-criminal origin: and are good cleared.

The origin of funds of the Cash is in compliance with Anti-Money-Laundering Policies as set forth by the Financial Action Task Force (FATF) 6/01.

Place and date:

 

 

 

 

_________________________                                  

Name:                          

Passport n°:

Country of issue:

 

 

 

 

Initial Letter of Interest and Exclusive Request of Service

 

Zurich, August 07 th , 2009

To:  Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:  

 

Dear Sir,

 

Please accept this Letter of Interest and Request for your Private Consultancy.

We request your exclusive services to assist and facilitate the placement of our herein referenced funds for participation in a bank secured Private Placement.

We are interested in participating in this Investment with the explicit understanding that there will be no risk to our principal funds.

Please accept this letter as an indication of our serious interest and commitment to pursue the placement of this transaction on an immediate basis, subject to the execution of a definitive financial investment contract.

I,   , with full authority, am the sole authorized bank signatory and instrument  holder with BG  as attached documentation.

These BG are good, clean and have been legitimately earned, and are of a non criminal origin; the BG are free and clear of any liens or encumbrances and are immediately available for private transaction at my sole discretion.

I,  , with full authority,  confirm clearly that I am ready and able to take this BG in the bank that you tell me and to block the instrument  for the duration of the Program with absolutely no restrictions.

I,    , attest and agree, as follows:

 

I am a sophisticated investor who is knowledgeable of private international banking transactions of this nature; and

 

I have approached your private consultancy group to retain your services at my own choice and freewill, with absolutely no enticements, inducements, or solicitation on your part or by any related parties; and

 

All information by your consultancy group will be held in the strictest confidence and will be for our private use only and will not be disclosed to any third parties; and

 

The international standards of business conducted and confidentiality, non disclosure and non-circumvention apply to this private transaction and any related business; and

 

This is a private transaction that is no way relying upon the US Security act of 1933, and any amendments or regulations related thereto, and does not involve the purchase or sale of securities; and

 

I am not a licensed securities broker, banker, or government agent of any kind and understand neither is your private Consultancy group; and

 

That you, nor anyone acting on your behalf, has ever solicited me in any way to enter into a high yield bank secured investment program, and any documents, information and contracts that will be received by us from your group will be in no way be considered a solicitation of any kind, and in addition, such documents, information and contracts will be kept strictly confidential and private.

 

I, , am immediately ready, willing and able to proceed with this private transaction and respectfully request that your private Consultancy group assist exclusively with the placement of this transaction and provide me with further details and documentation relating to the definitive agreement.

 

I,  have enclosed with this Letter of Interest and Exclusive Request for Service, a copy of the documentation of the , along with my client information and copy of my passport.

For your services required by me to you will be granted a remuneration of 10% (ten percent) of profits as provided in the JVA with Transaction Code:       .

No remuneration  will be paid if the transaction is not strike or if the transaction not bear any profit

 

All statements made herein are under penalty of perjury.

A facsimile is deemed as acceptable as a delivered original.

 

 

 

__________________________

Name:                  

Passport n°:

Country of issue

 

 

Notarization

          I, Mr                                                       , notary in                          certify that I know or have satisfactory evidence that , is the person who appeared before me, and said person acknowledged that they signed this instrument  and  acknowledged it to be they free and voluntary act for usesand purposes mentioned in the instrument.

 

 

 

 

 

 

 

Letter of Cease and Desist Confirmation

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport:

 

RE: Financial Transaction Opportunity

Transaction Code:  

 

Know all men by these presence that I,  passport n°:   , give notice to have Cease and Desist and any/other group previous group approached in the past regarding our/my files.

I, , make a clear statement and confirm under risk and penalty of perjury not to have any other entities, associations, financial institutions, affiliates, intermediaries, groups or others with my /our permission nor any specific authorization to handle nor process any one of my /our documents as from …………………… (insert date) and that all previous entities, associations, financial institutions, affiliates, intermediaries, groups or others have been notified of such by the correspondent official Cease and Desist Letter communication.

This exclusive authority and engagement shall continue fully effective until cancelled in writing by me.

In witness whereof, I hereby executed this document affixing my signature on this 07th  day of August, 2009.

 

 

 

_____________________

Name:        

Passport n°:

Country of issue

                Ownership Declaration

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:

 

I,  , hereby solemnly and sincerely declare as follows:

 

1.     I hereby make this declaration knowing that its contents will be relied upon by way of representation.

2.          I hereby confirm and declare that I am the current lawful  holder of the BG for   EURO (three hundred ninety five   millions EURO) as described in the attached exhibit “A”  and that these    are good, clean, and clear and of non-criminal origin.

 

3.     I further declare that said BG have been earned in the course of normal commercial business and are of commercial origin and legally generated.

 

4.     I further warrant and attest under penalty of perjury, and/or criminal or civil action, that the information supplied in this documentation, and the funds and assets involved, are not in breach of the “Money Laundering Regulation/Accord of 1993,” howsoever interpreted and defined, whether within the host state of the transaction or internationally.

5.     I further declare that I have full and complete legal title and authority to commit, place or invest those BG as I so choose, decide or confirm, and that I have initiated any actions of my own free will, without any further solicitation or influence.

 

6.     I further declare that there are no liens, commercial obligations or encumbrances of any kind afflicting or touching said BG and that there are no other currently valid or pending commitments.

 

I make this solemn declaration conscientiously believing the same and by virtue of the provision of the statutory declarations act.

 

 

 

 

__________________________

Name:

Passport n°: 

Country of issue:

 

 

 

 

 

 

 

 

 

 

 

 

 

EXHIBIT  “A”

 

INSTRUMENTS

 

Instrument                                  :

Number Instrument                      :

Total Amount  available          : 

                                                      millions EURO

Bank                                           :

Isin Code                                    :

Cusip Code                                 :  

Access Code                                :

CommonCode                              :

Date of Issue                               :

Date of Maturity                          : 

CFS BankAgreement                  :

Bank Address                             :

 SWIFT                                       :

Client name (signatory)            :

Passport n°.                                      :       

 

 

 

 

 

__________________________

Name:                  

Passport n°: 

Country of issue  

 

 

History of Funds

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:   

 

 

 

Dear Sir,

 

I, , hereby declare and confirm, with full responsibility and under penalty of perjury, to have  for  EURO (three hundred ninety five   millions EURO) (see exhibit “A”) in the form of good, clean, clear and non-criminal origin and free of any liens and encumbrances deriving from a legal source.

 

I,, have a history of more than … years plus years of successful ………………………………………………………. ……………………………………………………… (BUSINESS EXPLANATION). 

 

 

 The BG have been earned from the above-mentioned business, as well as from financial transactions, with good, clean, clear, and of non-criminal origin funds.

 

I, ,   further declare and confirm that the above mentioned BG have a ……………………………. (insert number of years) year history

A facsimile of this document and any other associated documents are as valid as the original.

 

 

 

 

 

__________________________

Name:

Passport n°: 

Country of issue  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Non-Solicitation Letter

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:   

 

 

I, , holder of                  passport n°. A13895700, do hereby declare and confirm to have requested to you and your associates, specific confidential information and documentation regarding a currently available Private Placement Program to serve for our interest, purposes and understanding only, and not for further distribution.

 

I am hereby agreeing to keep all information received by you as STRICLY CONFIDENTIAL AND PROPRIETARY.

 

I hereby declare that I am fully aware that the information presented by you is not in any way considered or intended to be solicitation of funds of any sort, or any type of offering, but is intended for general knowledge and educational purposes only.

 

I affirm that I have requested information from you and your associates of my own choice and free will, and further that you have not solicited me in any way.

 

I understand that the completed transaction is strictly one of private placement, and that it is in no way relying upon or relating to the United States Securities Act of 1933 or related regulations, and it does not involve the sale of registered securities. Further, I hereby declare that I am not a licensed broker or government employee.

 

I have mutually agreed that this private placement transaction is exempt from the Securities Act, and is not intended for the general public, and all matters are for PRIVATE USE ONLY.

 

 

 

 

 

__________________________

Name:

Passport n°: A13895700

Country of issue  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Letter of Exclusivity

 

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:

Dear Sir,

 

I,  declare and confirm to be the sole authorized signatory for to utilize the  for  (three hundred ninety five   millions EURO) as attached (see exhibit “A”)  , that are currently on my hands.

I, , hereby, with full personal and legal responsibility, represent, warrant, and attest that:

 

1. I, the Undersigned, or any other Principal Party involved in this transaction do not have any other party working or authorized to work with these assets, under the above-referenced Investor Transaction Code: , nor has any other party been authorized to invest these assets or have other parties for a similar Investment Transaction.

Further, I hereby attest that Cease and Desist Notices to any intermediaries or trading groups that have had access to our paperwork in the past have been duly delivered.

 

2. I, the Undersigned, herewith grant you, the Program Manager and assigns, full exclusive rights for 30 International Banking Days from the date herein above to enter these assets into a Private Placement Investment Program, subject to acceptance and approval of your Contract for legal review and execution.

3. I, the Undersigned, understand, and am fully aware, that this transaction will be registered with the World Prime Bank and/or Banking Regulators and the private and confidential documentation submitted under Reference Code will be forwarded for the purpose of establishing the necessary dossier, perform Due Diligence and obtain clearance for this contemplated transaction.

Signed facsimile copies of this Letter of Exclusivity shall be construed equal to the original and deemed legal and binding.

 

IN WITNESS WHEREOF, I have hereunder subscribed my name to this Letter of Exclusivity as Investor on this 07th August, 2009.

 

 

 

 

 

 

 

__________________________

Name:

Passport n°:

Country of issue:

 

 

 

 

 

 

 

 

 

 

Certificate of Immunity

 

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:    

 

 

I,  declare and confirm to be the sole authorized signatory for to utilize the BG for EURO (three hundred ninety five   millions EURO) as attached (see exhibit “A”)  , that are currently on my hands.

 

I,, hereby, with full personal and legal responsibility, represent, warrant, and grants the immunity of Law enforcement persecution to You and / or any other person(s), and/or intermediary(ies), and/o consultant/advisor involved in the transaction.

 

In the event that some or any of the said document and/or asset and/or action(s) related / connected appear not to be LEGITIMATE or of not RELIABLE ORIGIN and therefore FRAUDULENT or being "FRAUDULENT" the above mentioned persons are not responsible or guilty for the said negative appearance and consequently.

 

 

The above mentioned persons must be protected from any PERSECUTION or HARASSMENT by any Law Enforcement Police of any nation(s) of any country(ies) in the world and named HARASSMENT by the US TREASURY POLICE DEPARTMENT and/or US CUSTOMS AGENCY POLICE and/or CIA and/or FBI and/or INTERPOL and/or SCOTLAND YARD and/or from any other LAW ENFORCEMENT AGENCY(IES) being not listed in this certificate.

 

For the legality and understanding, declare this legal document to the benefit of the above named persons effective for a period of five (5) years from the date of the hereunder signature.

 

Whereas I, the undersigned, gladly execute and sign this certificate of immunity on this 07th August,  2009

 

 

 

 

__________________________

Name:   

Passport n°:

Country of issue:

 

 

 

 

 

 

 

 

 

 

                

 

               Letter of Intent

 

Zurich, August 07 th , 2009

To: Program Manager

Via: Mr. Antonio Capoti

 Italian  passport: C580847

 

 

RE: Financial Transaction Opportunity

Transaction Code:

 

 

Dear Sir,

 

this is my firm and exclusive Letter of Intent to enter into a Private Placement Transaction.

I,   holder a                         passport n°. A13895700, declare and confirm to be the sole authorized bank signatory and holder of the BG  for  EURO (three hundred ninety five   millions EURO) as attached (see exhibit “A”), that are currently on my hands.

I, , herewith confirm with full personal and corporate responsibility to have BG as referenced above at my disposal and under my exclusive control and will be confirmed by MT760 .

I, , represent unconditionally that these BG  are free from any and all taxes, levies, duties, charges, liens or encumbrances of any nature, good clean, clear, legally earned and of legal origin and that I am the legal owner and exclusive signatory with respect to the above mentioned BG  .

I confirm and acknowledge that neither you, your collective agents, associates nor anyone else in his or their behalf has solicited me, and further, that any statements made to me or documents, information and/or materials that I receive shall not be deemed nor are intended to be a solicitation of funds nor an offer to buy or sell securities.

I,  confirm my understanding that this is a private business transaction exempt from the U.S. securities Act of 1933 and all amendments and that I have not reflected on it or any related regulations.

I, , further swear, confirm and attest that I am not an agent of a governmental or law enforcement entity and further confirm that no other Discussions and negotiations on this subject are in existence.

It is understood and agreed that the International Chamber of Commerce (ICC) Non-Disclosure-Circumvention rules apply to this Letter of intent and the entire transaction and I hereby irrevocable agree to the current applicable standards of the ICC.

 

All transmitted conditions of this letter and any and all related agreements, associated documents and/or contracts shall be deemed legal and binding on all parties.

 

 

 

 

 

 

__________________________

Name: Mr.                    

Passport n°:

Country of issue: